Division One Compliance, LLC

Specialized BSA AML/CFT Compliance Solutions for Jewelry Dealers

Cost-effective, easily implementable compliance tools designed to fully address BSA AML/CFT regulatory requirements governing retail, wholesale, and online jewelry businesses.

Request Jewelry Compliance Services

Tailored Compliance Built for Jewelry Businesses

Jewelry Compliance Architecture & Precision Tools

Jewelry retailers, wholesalers, and e-commerce platforms face heightened compliance scrutiny under Bank Secrecy Act (BSA) regulations (31 CFR 1027.210). E-commerce jewelry businesses face unique scrutiny from banks due to online transaction anonymity and credit card processing risks.

Generic templates leave major operational gaps, fail to reflect digital payment channels, and are routinely rejected by bank compliance officers.

Division One Compliance (D1C) delivers compliance products designed specifically for online, retail, and wholesale jewelry businesses. Refined and proven in the industry since 2012, our precision tools establish the exact risk-based framework payment processors, merchant banks, and regulators demand without creating unnecessary administrative burden for your business.

Our Jewelry Industry Product Suite

ML/TF Risk Assessment & Risk Assessment Process

A risk assessment is the foundation of a compliance program. D1C analyzes your specific jewelry operations—including e-commerce payment flows, high-value orders, customer verification, shipping destinations, and supply chain channels—to produce a risk assessment that will meaningfully guide your compliance efforts.

AML/CFT Policy Manual (Compliance Program)

Concise and meaningful compliance policies, procedures, and internal controls designed to guide your daily operations and satisfy bank compliance requirements. Our written programs directly address the risks of your dealings and include policies and procedures designed to mitigate those risks.

Jewelry Industry Specific AML/CFT Training

Generic AML training fails to address jewelry business risks. D1C’s precious metals and jewelry dealer online training course addresses the money laundering and terrorist financing risks encountered by precious metals and jewelry dealers.

👉 Access the Jewelry Online AML Training Course

Anticipating FinCEN April 2026 Proposed Regulations

FinCEN's proposed regulatory updates emphasize the need for a risk-based AML/CFT program. D1C’s compliance suite directly incorporates the key elements for creating a risk-based program. These elements include:

Identifying, preventing, and reporting money laundering, trade-based financial crime, and suspicious customer activity.
Establishing effective, risk-based internal controls tailored to storefront, wholesale, and digital retail payment flows.
Directing resources toward higher-risk payment channels, high-value sales, and international shipping destinations.
Integrating national AML/CFT Priorities directly into your operational risk assessment process.

Independent Testing & Program Verification

An effective BSA AML/CFT program requires periodic independent testing. D1C partners with SIRS AML Compliance Services, our provider of choice and premier partner for independent testing services.

When payment processors, banks, or regulatory examiners require an independent audit of your AML/CFT program, SIRS delivers a collaborative, thorough review and actionable audit report to demonstrate complete regulatory compliance.

Learn More About SIRS Independent Testing Services for Jewelry Dealers →

Frequently Asked Questions

E-Commerce & Bank Compliance Reviews

How can an online jewelry retailer satisfy a bank's demand for a personalized, risk-based AML compliance program?

Answer: E-commerce jewelry businesses face unique scrutiny from banks due to online transaction anonymity and credit card processing risks. One-size-fits-all templates are routinely rejected by bank compliance officers. Division One Compliance (D1C) delivers personalized, expert-guided compliance services. We analyze your specific e-commerce operations, shipping destinations, and payment channels to create a tailored risk assessment and AML program that satisfies your bank's exact standards.

What unique AML/CFT risks do e-commerce jewelry businesses face, and how does D1C address them?

Answer: Online jewelers face heightened risks around identity fraud, chargeback schemes, high-value international orders, and non-face-to-face customer verification. D1C builds custom risk assessments and policy manuals that specifically address e-commerce payment flows, customer due diligence, and red-flag identification for digital operations, keeping your payment processors and banking relationships secure.

Why should an online jeweler avoid generic, DIY template AML programs when facing bank or wholesaler scrutiny?

Answer: Generic templates leave major operational gaps, fail to reflect your actual payment processes, and signal to bank reviewers that your compliance program is merely "paperwork" rather than an active risk-management process. D1C provides highly specialized, cost-effective compliance tools designed specifically for jewelry dealers. We deliver structured, professionally tailored programs that demonstrate true compliance to banks and wholesalers without overburdening your daily online operations.

What does D1C’s AML/CFT training cover for online jewelry retail teams, and how long does it take?

Answer: D1C’s training modules focus directly on the real-world scenarios online jewelry staff encounter, such as suspicious payment methods, mismatched billing/shipping details, and high-value orders from high-risk jurisdictions. The training is delivered online and designed to be completed in about 15 minutes without taking your team away from sales and fulfillment.

How does D1C's partnership with SIRS AML Compliance Services provide a complete solution for online jewelers?

Answer: D1C handles your upfront compliance needs—custom risk assessments, policy manuals, training, and risk assessment procedures. Through our partnership with SIRS AML Compliance Services (www.sirsco.com), we complete the full compliance circle by offering independent testing. This partnership provides online jewelers with a single, trusted avenue for complete BSA/AML regulatory peace of mind.

Request Services

Ready to implement a personalized, cost-effective compliance program? Provide your information below, and we will respond quickly to your request.

By submitting this form, you agree that D1C may share your request details with our affiliate partner, SIRS AML Compliance Services, for the purpose of evaluating and responding to your request.